SEC Filings

View Section 16 Filings (3,4,5)
  • Annual Filings    <<back to top
    • 10-C Filing for NASDAQ securities containing info on change in shares or a change in name
    • 10-C Filing for NASDAQ securities containing info on change in shares or a change in name
    • 10-C/A Amendment to a previously filed 10-C
    • 10-K Annual report which provides a comprehensive overview of the company for the past year
    • 10-K/A Amendment to a previously filed 10-K
    • 10-K405 Annual report. The Regulation S-K Item 405 box on the cover page is checked
    • 10-K405/A Amendment to a previously filed 10-K405
    • 10-KT Annual transition reports filed rule 13a-10 or 15d-10 of the Securities Exchange Act
    • 10-KT/A Amendment to a previously filed 10-KT
    • 10KSB Annual report filed by small businesses
    • 10KSB/A Amendment to a previously filed 10KSB
    • 10KSB40 Optional form for annual and transition reports of small business issuers
    • 10KSB40/A Amendment to a previously filed 10KSB40
    • 10KT405 Annual transition report filed Rule 13a-10 or15d-10 of the Securities Exchange Act
    • 10KT405/A Amendment to a previously filed 10KT405
    • 11-K An annual report of employee stock purchase, savings and similar plans
    • 11-K/A Amendment to a previously filed 11-K
    • 11-KT Annual report of employee stock purchase savings and similar plans
    • 11-KT/A Amendment to a previously filed 11-KT
    • 18-K Annual report for foreign governments and political subdivisions
    • 18-K/A 18-K/A
    • 20-F Registration of securities of foreign private issuers pursuant to section 12(b) or (g)
    • 20-F/A Amendment to a previously filed 20-F
    • ARS An annual report to security holders.
    • ARS/A ARS/A
    • N-18F1 Notification of election pursuant to Rule 18f-1
    • N-18F1/A Pre-effective amendment to an N-18F1 filing
    • N-23C-1 Reports by closed-end investment companies of purchase of their own securities
    • N-23C-1/A Pre-effective amendment to an N-23C-1 filing
    • N-30D An annual and semi-annual report mailed to shareholders. Filed by registered investment companies
    • N-30D/A Amendments to a previously filed N-30D
    • NSAR-A Semi-Annual report for management companies
    • NSAR-A/A Amendments to a previously filed NSAR-A
    • NSAR-AT Transitional semi-annual report for registered investment companies (Management)
    • NSAR-AT/A Amendments to a previously filed NSAR-AT
    • NSAR-B Annual report for management companies
    • NSAR-B/A Amendments to a previously filed NSAR-B
    • NSAR-BT Transitional annual report for management companies
    • NSAR-BT/A Amendments to a previously filed NSAR-BT
    • NSAR-U Annual report for unit investment trusts
    • NSAR-U/A Amendments to a previously filed NSAR-U
    • NT 10-K Notification that form 10-K will be submitted late
    • NT 10-K/A Amendment to a previously filed NT 10-K
    • NT 11-K Notification that form 11-K will be submitted late
    • NT 11-K/A Amendment to a previously filed NT 11-K
    • NT 20-F NT 20-F    
    • NT 20-F/A NT 20-F/A
    • NT-NSAR Request for an extension of time for filing form NSAR-A NSAR-B or NSAR-U
    • NT-NSAR/A Amendments to a previously filed NT-NSAR
    • NTFNSAR NTFNSAR    
    • NTN 11K NTN 11K    
    • NTN 20F NTN 20F    
  • Quarterly Filings    <<back to top
    • 10-Q Quarterly report which provides a continuing view of a company's financial position
    • 10-Q/A Amendment to a previously filed 10-Q
    • 10-QT Quarterly transition reports filed rule 13a-10 or 15d-10 of the Securities Exchange Act
    • 10-QT/A Amendment to a previously filed 10-QT
    • 10QSB Quarterly report filed by small businesses
    • 10QSB/A An amendment to a previously filed 10QSB
    • 13F-E Quarterly reports filed by institutional managers
    • 13F-E/A Amendment to a previously filed 13F-E
    • BW-2 BW-2    
    • NT 10-Q Notification that form type 10-Q will be submitted late
    • NT 10-Q/A Amendment to a previously filed NT 10-Q
    • NTN 10Q NTN 10Q    
  • Current Filings    <<back to top
    • 6-K Report of foreign issuer rules 13a-16 and 15d-16 of the Securities Exchange Act
    • 6-K/A Amendment to a previously filed 6-K
    • 8-K Report of unscheduled material events or corporate event
    • 8-K/A Amendment to a previously filed 8-K
    • 8-K12G3 Notice of securities of successor issuers deemed registered
    • 8-K12G3/A Amendment to a previously filed 8-K12G3
    • 8-K15D5 Notification of assumption of duty to report by successor issuer
    • 8-K15D5/A Amendment to a previously filed 8-K15D5
  • Registration Statements     <<back to top
    • 10-12B Registration filing of securities pursuant to section 12(b) of the Securities Exchange Act
    • 10-12B/A Amendment to a previously filed 10-12B
    • 10-12G A general registration filing of securities pursuant to section 12(g) of the Securities Exchange Act
    • 10-12G/A Amendment to a previously filed 10-12G
    • 10SB12B Registration for small business issuers pursuant to section 12(b) of Securities Exchange Act
    • 10SB12B/A Amendment to a previously filed 10SB12B
    • 10SB12G Registration for small business issuers pursuant to section 12(g) of Securities Exchange Act
    • 10SB12G/A Amendment to a previously filed 10SB12G
    • 18-12B Registration of securities filed pursuant to section 12(b) of the Securities Exchange Act
    • 18-12B/A Amendment to a previously filed 18-12B
    • 18-12G Registration of securities filed pursuant to section 12(g) of the Securities Exchange Act
    • 18-12G/A Amendment to a previously filed 18-12G
    • 20FR12B Registration of securities of foreign private issuers 12 (b) of the Securities Exchange Act
    • 20FR12B/A Amendment to a previously filed 20FR12B
    • 20FR12G Registration of securities of foreign private issuers 12 (g) of the Securities Exchange Act
    • 20FR12G/A Amendment to a previously filed 20FR12G
    • 24F-1 Registration of securities by certain investment companies 24f-1. Notification of election
    • 24F-2EL Registration of securities by certain investment companies 24f-2. Declaration of election
    • 24F-2EL/A Amendment to a previously filed 24F-2EL
    • 24F-2NT Registration of securities by certain investment companies. Rule 24f-2 notice
    • 24F-2NT/A Amendment to a previously filed 24F-2NT
    • 424A Substantive changes from or additions to a prospectus previously filed
    • 424B1 Form of prospectus that discloses information previously omitted from the prospectus
    • 424B2 Form of prospectus filed in connection with primary offering of securities on a delayed basis
    • 424B3 Form of prospectus reflecting facts events constituting substantive change from last form
    • 424B4 Form of prospectus disclosing information facts events covered in both forms 424B1 424B3
    • 424B5 Form of prospectus disclosing information facts events covered in both forms 424B2 424B3
    • 424B7 424B7    
    • 485A24E Registration statement for management investment companies Rule 485(b)0.24
    • 485A24F Registration statement for management investment companies Rule 485(b) 24f-2
    • 485APOS Registration statement for management investment companies Rule 485(a)
    • 485B24E Registration statement for management investment companies Rule 485(a)0.24
    • 485B24F 485B24F    
    • 485BPOS Registration statement for management investment companies) 485(b)
    • 486A24E 486A24E    
    • 486B24E 486B24E    
    • 486BPOS 486BPOS    
    • 487 Pre-effective pricing amendments filed pursuant to Rule 487
    • 8-A12B Registration of certain classes of securities 12(b) of the Securities Exchange Act
    • 8-A12B/A Amendment to a previously filed 8-A12B
    • 8-A12G Registration of certain classes of securities 12(g) of the Securities Exchange Act
    • 8-A12G/A Amendment to a previously filed 8-A12G
    • 8-B12B Registration of securities of certain successor issuers 12(b) of the Securities Exchange Act
    • 8-B12B/A Amendment to a previously filed 8-B12B
    • 8-B12G Registration of securities of certain successor issuers 12(g) of the Securities Exchange Act
    • 8-B12G/A Amendment to a previously filed 8-B12G
    • 8A12BEF Registration of listed debt securities 12(b)
    • 8A12BT 8A12BT    
    • 8A12BT/A Amendment to a previously filed 8A12BT
    • BW-3 BW-3    
    • DEL AM Delaying amendment
    • F-1 Registration statement for certain foreign private issuers
    • F-1/A This filing is a pre-effective amendment to an F-1 filing
    • F-1MEF Registration of up to an additional 20% of securities for an offering filed on an F-1
    • F-2 Registration statement for certain foreign private issuers
    • F-2/A Amendment to a previously filed F-2
    • F-3 Registration statement for certain foreign private issuers offered for certain transactions
    • F-3/A Amendment to a previously filed F-3
    • F-3DPOS Amendment to a previously filed F-3D
    • F-4 Registration statement for foreign private issuers issued in certain business transactions
    • F-4/A Amendment to a previously filed F-4
    • F-6 Registration of depository shares evidenced by American Depository Receipts
    • F-6 POS Post-effective amendment to a previously filed F-6
    • F-6/A Amendment to a previously filed F-6
    • N-1 Registration statement for open-end management investment companies
    • N-1/A Amendments to a previously filed N-1
    • N-14 Registration statement for investment companies business combination
    • N-14/A Pre-effective amendment to a previously filed N-14
    • N-1A Registration statement for Mutual Funds
    • N-1A EL N-1A EL    
    • N-1A EL/A N-1A EL/A    
    • N-1A/A Pre-effective amendments
    • N-2 Registration statement for closed-end investment companies
    • N-2/A RPre-effective amendment to an N-2 filing
    • N-2MEF N-2MEF    
    • N-3 Registration statement for separate accounts (management investment companies)
    • N-3 EL N-3 EL    
    • N-3 EL/A N-3 EL/A    
    • N-3/A Pre-effective amendment to an N-3 filing
    • N-4 Registration statement for separate accounts (unit investment trusts)
    • N-4 EL N-4 EL    
    • N-4 EL/A N-4 EL/A    
    • N-4/A Pre-effective amendment to an N-4 filing
    • N-5 Registration statement for small business investment companies
    • N-5/A Pre-effective amendment to an N-5 filing
    • N-54A Notification of election by business development companies
    • N-54A/A Pre-effective amendment to an N-54A filing
    • N-8A Notification of registration under section 8(a)
    • N-8A/A Pre-effective amendment to an N-8A filing
    • N-8B-2 Registration statement for unit investment trusts
    • N-8B-2/A Amendments to a previously filed N-8B-2
    • N-8B-4 Registration statement for face-amount certificate companies
    • N-8B-4/A Pre-effective amendment to an N-8B-4 filing
    • N14AE24 N14AE24    
    • N14AE24/A N14AE24/A    
    • N14EL24 N14EL24    
    • N14EL24/A N14EL24/A    
    • POS 8C POS 8C    
    • POS AM Post-effective amendment to an S-Type filing
    • POS AMI Post-effective amendments
    • POS EX POS EX    
    • POS462B Post effective amendment to proposed Securities Act Rule 462(b) registration statement
    • POS462C Post effective amendment to proposed Securities Act Rule 462(c) registration statement
    • S-1 Registration statement for face-amount certificate companies
    • S-1/A Amended Registration statement for face-amount certificate companies
    • S-11 Registration of securities of certain real estate companies
    • S-11/A Pre-effective amendment to an S-11 filing
    • S-11MEF Registration of up to an additional 20% of securities for any offering registered on a S-11
    • S-1MEF Registration of up to an additional 20% of securities for any offering registered on an S-1
    • S-2 Optional registration form that may be used by some companies
    • S-2/A Pre-effective amendment to S-2 filing
    • S-20 Initial registration statement for standardized options
    • S-20/A Amendment to a previously filed S-20
    • S-2MEF Registration of up to an additional 20% of securities for any offering registered on an S-2
    • S-3 Simplified registration form
    • S-3/A Pre-effective amendment to an S-3 filing
    • S-3D Registration statement of securities pursuant to dividend or interest reinvestment plans
    • S-3D/A Amendment to a previously filed S-3D
    • S-3DPOS Post-effective amendment to an S-3D filing
    • S-3MEF Registration of up to an additional 20% of securities for any offering registered on a S-3
    • S-4 POS Post-effective amendment to an S-4EF filing
    • S-4EF Securities issued in connection with formation of a bank savings and loan etc
    • S-4EF/A Pre-effective amendment to an S-4EF filing
    • S-4MEF A new registration statement filed under Rule 462(b) to add securities to a prior related registrati
    • S-6 Initial registration statement for unit investment trusts
    • S-6/A Pre-effective amendment to an S-6 filing
    • S-6EL24 S-6EL24    
    • S-6EL24/A S-6EL24/A    
    • S-8 Securities offered to employees pursuant to employee benefit plans
    • S-8 POS Post-effective amendment to an S-8 filing
    • S-8/A Amendment to a previously filed S-8
    • SB-1 Optional filing for small business issuers for the registration of securities to be sold to public
    • SB-1/A Pre-effective amendment to an SB-1 filing
    • SB-2 Optional form for the registration of securities to be sold to the public by small business issuers
    • SB-2/A Pre-effective amendment to an SB-2 filing
    • SB-2MEF Registration of up to an additional 20% of securities for any offering registered on a SB-2
  • 3,4,5 (Insider Transactions)    <<back to top
    • 3 Initial filing by director officer or owner of more than ten percent.
    • 3/A An amendment to a 3 filing. Non-EDGAR filing
    • 4 Statement of changes in beneficial ownership of securities
    • 4/A Amendment to a previously filed 4
    • 5 Annual filing director officer or owner of more than ten percent.
    • 5/A Amendment to a previously filed 5
  • Mergers & Acq.    <<back to top
    • DEFM14A Official notification of matters relating to a merger or acquisition
    • DEFM14C A definitive information statement relating to a merger or an acquisition
    • PREM14A A preliminary proxy statement relating to a merger or acquisition
    • PREM14C A preliminary information statement relating to a merger or acquisition
    • S-4 Registration of securities issued in business combination transactions
    • S-4/A Pre-effective amendment to an S-4 filing
    • SC 14D1 Tender offer statement
    • SC 14D1/A Amendment to a previously filed SC 14D1
    • SC 14D9 Solicitation/recommendation statements
    • SC 14D9/A Amendment to a previously filed SC 14D9
    • SC TO-C Written public communication relating to an issuer or third party tender offer not by the subject co
    • SC TO-I Tender offer schedule and amendment filed by the issuer.
    • SC TO-I/A Amendment to a previously filed SC TO-I
    • SC TO-T Tender offer schedule and amendment filed by a third party.
    • SC TO-T/A Amendment to a previously filed SC TO-T
  • Proxy Statements     <<back to top
    • DEF 14A Official notification to shareholders of matters to be brought to a vote ("Proxy")
    • DEF13E3 Schedule filed as definitive materials
    • DEF13E3/A Amendment to a previously filed DEF 13E3
    • DEFA14A Additional proxy soliciting materials - definitive
    • DEFA14C Additional information statement materials - definitive
    • DEFC14A Definitive proxy statement in connection with contested solicitations
    • DEFC14C Definitive information statement indicating contested solicitations
    • DEFN14A Proxy statement filed by non-management not in connection with contested solicitations
    • DEFR14A DEFR14A    
    • DEFR14C Revised information statement materials - definitive
    • DEFS14A A definitive proxy statement giving notice regarding a special meeting
    • DEFS14C A definitive information statement regarding a special meeting
    • DFAN14A Additional proxy soliciting materials filed by non-management
    • DFRN14A Revised definitive proxy statement filed by non-management
    • PRE 14A A preliminary proxy statement providing notification matters to be brought to a vote
    • PRE 14C A preliminary proxy statement containing all other information
    • PRE13E3 Initial statement - preliminary form
    • PRE13E3/A Amendment to a previously filed PRE13E3
    • PREC14A Preliminary proxy statement containing contested solicitations
    • PREC14C Preliminary information statement containing contested solicitations
    • PREN14A Non-management preliminary proxy statements not involving contested solicitations
    • PRER14A Proxy soliciting materials. Revised preliminary material
    • PRER14C Information statements. Revised preliminary material
    • PRES14A A preliminary proxy statement giving notice regarding a special meeting
    • PRES14C A preliminary information statement relating to a special meeting
    • PRRN14A Non-management revised preliminary proxy soliciting materials
    • PX14A6G Notice of exempt solicitation. Definitive material
  • Other    <<back to top
    • All forms not listed in one of the categories above
Filing Date
d
 Form Description Filing Group Downloads
Filings Date
12 Jan 2017
Form
SC 13G/A
Description
An amendment to the SC 13G filing
Filing Group
Other
 Downloads
Filings Date
19 Dec 2016
Form
CT ORDER
Description
CT ORDER
Filing Group
Other
 Downloads
Filings Date
19 Dec 2016
Form
CT ORDER
Description
CT ORDER
Filing Group
Other
 Downloads
Filings Date
9 Dec 2016
Form
4
Description
Statement of changes in beneficial ownership of securities
Filing Group
3,4,5
 Downloads
Filings Date
9 Dec 2016
Form
4
Description
Statement of changes in beneficial ownership of securities
Filing Group
3,4,5
 Downloads
Filings Date
8 Dec 2016
Form
4
Description
Statement of changes in beneficial ownership of securities
Filing Group
3,4,5
 Downloads
Filings Date
22 Nov 2016
Form
SC 13G
Description
A statement of beneficial ownership of common stock by certain persons
Filing Group
Other
 Downloads
Filings Date
17 Nov 2016
Form
4
Description
Statement of changes in beneficial ownership of securities
Filing Group
3,4,5
 Downloads
Filings Date
15 Nov 2016
Form
8-K
Description
Report of unscheduled material events or corporate event
Filing Group
Current Reports
 Downloads
Filings Date
27 Oct 2016
Form
10-Q
Description
Quarterly report which provides a continuing view of a company's financial position
Filing Group
Quarterly Filings
 Downloads

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